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Showing 341 to 350 of 444 search results for Statement on MiFID II.

  1. MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Form [docx]

    Forms Published: 13/01/2017
    MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Form

  2. FCA fines Goldman Sachs International £34.3 million for transaction reporting failures

    Press Releases Published: 28/03/2019 Last modified: 28/03/2019
    Goldman Sachs International (GSI) has been fined £34,344,700 by the Financial Conduct Authority (FCA) for failing to provide accurate and timely reporting relating to 220.2 million transaction reports between November 2007 and March 2017.

  3. MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes [docx]

    Forms Published: 13/01/2017 Last modified: 22/03/2022
    MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Notes

  4. Second consultation on new prudential regime for UK investment firms

    News stories Published: 19/04/2021 Last modified: 19/04/2021
    The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business.

  5. Information on FCA enforcement investigations - October 2021

    FOI Release Date of Release: 26/10/2021
    The FCA provides data on open FCA enforcement investigations.

  6. Information on transaction reporting under MiFIR - May 2022

    FOI Release Date of Release: 11/05/2022
    The FCA answers questions regarding transaction reporting under MiFIR.

  7. FCA publishes rules that will apply at the end of the transition period

    Press Releases Published: 01/10/2020 Last modified: 02/10/2020
    We've published an updated version of the FCA Handbook to show the rules that will apply at the end of the transition period.

  8. FCA enforcement investigations 2021 and 2022 - February 2022

    FOI Release Date of Release: 22/02/2022
    The FCA answers multiple questions regarding the FCA's enforcement investigations.

  9. FCA publishes instructions for accessing and downloading FCA FITRS files

    News stories Published: 05/04/2019 Last modified: 05/04/2019
    We have built FCA FITRS (Financial Instruments Transparency System) to replace ESMA FITRS in the UK.

  10. Statement on accounting for lease modifications (amendment to IFRS 16)

    Statements Published: 18/08/2020 Last modified: 21/08/2020
    We are announcing temporary relief for issuers who choose to use the amended IFRS 16 during the coronavirus (Covid-19) pandemic and its aftermath.
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