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Showing 411 to 420 of 444 search results for Statement on MiFID II.

411. Can robo-advice improve borrower repayment decisions?

     Research articles Published: 30/08/2022 Last modified: 30/08/2022
     Analysis showing that a simple automated ‘robo-advice’ tool significantly improved borrower repayment decisions in a randomised controlled trial.

412. Consumer Investments Strategy – 1 year update

     Corporate documents Published: 18/10/2022 Last modified: 15/06/2023
     The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

413. FCA announces the names of firms who have participated in the Advice Unit and publishes the FAMR baseline report

     Press Releases Published: 30/06/2017 Last modified: 30/06/2017
     The Financial Conduct Authority (FCA) has today announced the names of firms who have participated in the Advice Unit.

414. FCA welcomes a significant milestone in the development of standards in FX markets through the publication of the BIS Global FX Code

     Statements Published: 26/05/2016 Last modified: 26/05/2016
     Statements First published:. 26/05/2016. Last updated: 26/05/2016. Share page. ... In the UK, many parts of firms' FX activities are already subject to specific and demanding regulatory requirements, such as the client order handling and best execution

415. PS19/13: Improving shareholder engagement and increasing transparency around stewardship

     Policy statements Published: 30/01/2019 Last modified: 31/05/2019
     We have introduced new requirements to improve shareholder engagement and increase transparency around stewardship. The requirements come into effect on 10 June 2019.  Asset managers and life insurers will need to disclose and make publicly

416. FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2

     Consultation papers Published: 19/03/2013 Last modified: 30/08/2015
     We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK.

417. Brexit: information for participants in the wholesale markets operating in the UK (including wholesale banks, wholesale markets and asset managers)

     Firms Published: 26/02/2019 Last modified: 13/03/2024
     Passporting between the UK and EEA states has now ended. Find out more about the other ways in which firms can access the EEA.

418. PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

     Policy statements Published: 06/10/2015 Last modified: 26/05/2016
     PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers. Policy statements First published:. ... PRA-designated investment firms, and. insurance and reinsurance firms within the scope of Solvency II, the Society of

419. FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in digital and mobile solutions

     Feedback statements Published: 09/03/2016 Last modified: 09/03/2016
     FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in digital and mobile solutions. ... Feedback statements First published:. 09/03/2016. Last updated: 09/03/2016. Share page.

420. Position limits for commodity derivative contracts

     Firms Markets Markets policy Published: 17/10/2017 Last modified: 11/01/2023
     We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits.