Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 431 to 440 of 444 search results for Statement on MiFID II.

  1. CP16/9: FCA regulated fees and levies: rates proposals 2016/17

    Consultation papers Published: 04/04/2016 Last modified: 10/08/2021
    We are consulting on our proposed 2016/17 regulatory fees and levies

  2. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4

    Policy statements Published: 26/07/2019 Last modified: 26/07/2019
    The Senior Managers & Certification Regime (SM&CR) was introduced for banking firms in 2016 and insurers in December 2018. It will apply to solo-regulated firms from December 2019.

  3. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation

    Consultation papers Published: 10/10/2018 Last modified: 28/02/2019
    In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU

  4. FCA publishes Annual Report 2015/16 and report of its competition activities since 2013

    Press Releases Published: 12/07/2016 Last modified: 12/07/2016
    The FCA’s Annual Public Meeting will be held on 19th July 2016 at the Queen Elizabeth II conference centre where members of the public can ask questions about the reports. ... As part of HM Treasury’s 2015 Productivity Statement (Fixing the

  5. FCA regulated fees and levies: insurers’ tariff data 2017/18: CP16/23

    Consultation papers Published: 09/09/2016 Last modified: 10/11/2016
    We are consulting on our proposals for a transitional provision covering insurers’ tariff data to be used to calculate their FCA periodic fees and the Financial Ombudsman Service annual levies for 2017/18.

  6. PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V

    Policy statements Published: 17/12/2020 Last modified: 25/02/2021
    This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance.

  7. Free trade in financial services and global regulatory standards: friends not rivals

    Speeches Published: 26/01/2017 Last modified: 02/02/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.

  8. PA Consulting’s Digital Regulatory Reporting: A Review of Phase 1 and 2 of the Digital Regulatory Reporting Initiative

    Tasks for regulated firms Focus areas Published: 25/09/2020 Last modified: 25/09/2020
    The FCA and Bank of England commissioned PA Consulting to conduct an independent review into the Digital Regulatory Reporting (DRR) programme, critically evaluating key outputs and recommending next steps for future work.

  9. TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets

    Thematic reviews Published: 21/07/2016 Last modified: 15/11/2016
    Proposed regulations under MiFID II will have a significant impact on the market, especially on broker crossing networks.

  10. RMA-E: Professional Indemnity Insurance

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-E: Professional Indemnity Insurance
Related topics