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Showing 122 to 131 of 295 search results for Summaries section of the Financial lives.

  1. Benchmark enforcement

    Markets Published: 22/04/2016 Last modified: 14/12/2022
    We have taken action where we have seen evidence of attempted benchmark manipulation. Learn more about the results of these actions.
  2. Financial Lives Survey 2022: Tracker data tables: Volume 11 - General insurance protection [xlsx]

    Financial Lives Published: 26/07/2023
    These are the weighted tracker data tables from the General insurance protection section of the Financial lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers.
  3. Financial Lives Survey 2020: Tracker data tables: Volume 11 - General Insurance & Protection [xlsx]

    Data Published: 06/05/2021
    These are the weighted tracker data tables from the General Insurance & Protection section of the Financial lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers.
  4. Finalised Guidance on super complaints and references under section 234D

    Finalised guidance Published: 25/06/2013 Last modified: 26/06/2013
    Finalised Guidance on super complaints and references under section 234D. Finalised guidance First published:. ... Similarly section 234D enables regulated persons and the Financial Ombudsman Service to make references to the FCA.
  5. Information on Covid whistleblowing reports for 2020/21 - August 2021

    FOI Release Date of Release: 09/08/2021
    The FCA provides information on the covid-specific whistleblower allegations referred to in the FCA's annual report for 2020/21.
  6. 2017 fines

    News stories Published: 31/01/2017 Last modified: 07/03/2019
    This table contains information about fines published during the calendar year ending 2017. The total amount of fines is £229,515,303. 
  7. Request for Martin Wheatley emails on IRHP - April 2022

    FOI Release Date of Release: 21/04/2022
    The FCA provides emails to and from the email account of Martin Wheatley in which the interest rate hedging product (IRHP, swaps) review was referred to between 1 January 2013 and 1 July 2013.
  8. Apply for fund recognition

    Tasks for firms Published: 10/05/2015 Last modified: 14/05/2024
    Investment funds that are structured as collective investment schemes must be authorised or recognised by us to be promoted to retail investors in the UK.
  9. Operational Resilience

    Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
    We set out the requirements of our policy and how to report an operational disruption.
  10. FCA publishes Final Summary of RBS’s treatment of SME customers referred to its Global Restructuring Group

    Press Releases Published: 28/11/2017 Last modified: 28/11/2017
    The Financial Conduct Authority (FCA) today publishes the Final Summary of the independent review of Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG).