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Showing 252 to 261 of 295 search results for Summaries section of the Financial lives.

  1. Financial Lives survey

    Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

  2. Recovery plans – initial observations

    News stories Published: 19/05/2016 Last modified: 19/05/2016
    assess the importance of the firm’s services or products to the wider economy or financial system (i.e. ... interconnectedness). The majority of plans included a good summary of the firm’s general governance arrangements.

  3. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  4. CASS compliance – the bigger picture

    Speeches Published: 02/12/2014 Last modified: 19/12/2014
    Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

  5. FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans

    Corporate documents Published: 05/03/2024 Last modified: 05/03/2024
    On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013.

  6. CP21/13: A new Consumer Duty

    Consultation papers Published: 13/05/2021 Last modified: 11/08/2023
    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers

  7. Mutual societies registration function: 2021-22

    Corporate documents Published: 24/05/2022 Last modified: 24/05/2022
    An update on our work and a breakdown of societies on the register. 

  8. British Steel Pension Scheme redress calculations

    Consumers Published: 28/02/2023 Last modified: 02/02/2024
    Find out how the redress calculations will be made, and what to do if you think any of the information used is wrong. 

  9. High Court finds that 24HR Trading Academy unlawfully advised on investments and unlawfully promoted CFD trading

    Press Releases Published: 25/03/2021 Last modified: 08/04/2024
    The High Court has delivered a summary judgement ruling that 24HR Trading Academy Limited contravened the Financial Services and Markets Act 2000 (FSMA) by providing unauthorised investment advice to consumers via WhatsApp messages.

  10. FS20/1: Recognition of codes: feedback on QCP 25 CP19/27

    Feedback statements Published: 11/02/2020 Last modified: 07/08/2020
    We summarise responses to QCP 19/27 on the recognition of the Lending Standards Board’s (LSB) Standards of Lending Practice for business customers. We also outline our next steps.

  11. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 03/07/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.
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