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Showing 1051 to 1060 of 3283 search results for This Final Notice refers.

  1. Final Notice 2017: Margolis Business Systems Limited [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. FCA Final Notice 2014: Knightsbridge Foreign Currency Exchange Limited [pdf]

    Final notices Published: 30/05/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  3. Final Notice 2020: Blue Water Financial Limited [pdf]

    Final notices Published: 16/10/2020 Last modified: 16/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector and Mortgages sector. We

  4. FCA Decision Notice 2016: KWS Wealth Management Limited [pdf]

    Decision notices Published: 15/07/2016 Last modified: 15/07/2016
    This Final Notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  5. Final Notice 2017: Power Express Padala Limited 2017 [pdf]

    Final notices Published: 21/09/2017
    This final notice refers to a failure to demonstrate a willingness to comply with regulatory obligations, and to deal with the Authority in an open and co-operative way in the payment services sector. To protect the interests of Consumers, we

  6. Final Notice 2020: Mint Autos of Wakefield Limited [pdf]

    Final notices Published: 16/10/2020 Last modified: 16/10/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2018: Land Horizon Projects Limited [pdf]

    Final notices Published: 10/10/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final notice 2017: Eco Home Alternatives Limited [pdf]

    Final notices Published: 27/01/2017
    This final notice refers to breaches of PRIN11 and COND relating to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  9. Final notice 2018: Yorkshire Gas & Electrical Ltd [pdf]

    Final notices Published: 17/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: WGV Holdings Ltd [pdf]

    Final notices Published: 29/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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