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Showing 1301 to 1310 of 3283 search results for This Final Notice refers.

  1. Final Notice 2020: Dale Woodward [pdf]

    Final notices Published: 15/05/2020
    This final notice (Dale Woodward) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Transway Ltd [pdf]

    Final notices Published: 30/07/2019
    This final notice (Transway Ltd) refers to a failure to satisfy the conditions of registration as a small payment institution under the Payment Services Regulations 2017, in relation to an application for re-registration under those same regulations.

  3. Final Notice 2018: Robert Scott [pdf]

    Final notices Published: 24/08/2018
    This FCA final notice (Robert Scott) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2018: Darren Lee Newton [pdf]

    Final notices Published: 20/12/2018
    This final notice (Darren Lee Newton) refers to breaches of FIT related to client money/assets and lack of fitness/propriety in the consumer credit sector. We imposed a prohibition.

  5. Final Notice 2022: David Andrew Hyde (trading as Cundy X Cars) [pdf]

    Final notices Published: 17/10/2022
    This final notice (David Andrew Hyde (trading as Cundy X Cars) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a

  6. Final Notice 2023: Simon Richard Hughes [pdf]

    Final notices Published: 03/10/2023
    This Final Notice (Simon Richard Hughes) refers to breaches of APER 2, 6 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and withdrawal. A payment of

  7. Final notice 2020: Exigotrade Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (Exigotrade Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2020: Sukhvir Tiwana [pdf]

    Final notices Published: 12/02/2020
    This final notice (Sukhvir Tiwana) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2020: Adrian Doherty [pdf]

    Final notices Published: 25/02/2020
    This final notice (Adrian Doherty) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: William Nelson [pdf]

    Final notices Published: 22/11/2019
    This final notice (William Nelson) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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