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Showing 1401 to 1410 of 3283 search results for This Final Notice refers.

  1. Final Notice 2019: Christopher O’Sullivan [pdf]

    Final notices Published: 04/10/2019
    This final notice (Christopher O’Sullivan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Ikon (GBR) Limited [pdf]

    Final notices Published: 16/10/2019
    This final notice (Ikon (GBR) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2022: Wakefield Motor House Ltd [pdf]

    Final notices Published: 05/10/2022
    This final notice (Wakefield Motor House Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

  4. Final Notice 2020: Harts Car Company Ltd [pdf]

    Final notices Published: 06/02/2020
    This final notice (Harts Car Company Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Decision Notice 2020: Eurofin Capital Ltd [pdf]

    Decision notices Published: 05/08/2020
    This decision notice (Eurofin Capital Ltd) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector.

  6. Final Notice 2022: D T Cars & Commercials Ltd [pdf]

    Final notices Published: 13/04/2022
    This final notice (D T Cars & Commercials Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

  7. Final Notice 2022: INZMO Europe GmbH [pdf]

    Final notices Published: 18/01/2022
    This Final Notice (INZMO Europe GmbH) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We imposed

  8. Final Notice 2020: Paul Michael Grant [pdf]

    Final notices Published: 12/02/2020
    This final notice (Paul Michael Grant) refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  9. Final Notice 2020: Small Batch Coffee Ltd [pdf]

    Final notices Published: 21/05/2020
    This final notice (Small Batch Coffee Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2023: Richard John Hamilton (Trading as Hamilton Motors and Richard H Hamilton Car Sales) [pdf]

    Final notices Published: 19/05/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation
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