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Showing 1431 to 1440 of 3283 search results for This Final Notice refers.

  1. Final Notice 2020: Carl Anthony Monks [pdf]

    Final notices Published: 15/05/2020
    This final notice (Carl Anthony Monks) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2018: Santander UK plc [pdf]

    Final notices Published: 19/12/2018
    This final notice (Santander UK plc) refers to breaches of PRIN 3, PRIN 6 and PRIN 11 related to governance, unfair treatment of customers, failing to act on information appropriately and failing to be open and co-operative in the retail bank sector.

  3. Final Notice 2022: Eternal Peace Funeral Plans [pdf]

    Final notices Published: 23/12/2022
    This final notice (Eternal Peace Funeral Plans Ltd) refers to a failure to satisfy threshold conditions (COND) in relation to a firm within the Funeral Plans sector. We refused the firm’s application for authorisation.

  4. Final Notice 2023: Progress Motor Company Ltd [pdf]

    Final notices Published: 08/09/2023
    This final notice (Progress Motor Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: 121 Rental Limited [pdf]

    Final notices Published: 16/10/2019
    This final notice (121 Rental Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2021: Matthew Andrew Creed [pdf]

    Final notices Published: 14/07/2021
    This Final Notice (Matthew Andrew Creed) refers to breaches of FIT by a financial adviser. We imposed a prohibition

  7. Final notice 2020: NPS Commercials Ltd [pdf]

    Final notices Published: 29/05/2020
    This final notice (NPS Commercials Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2021: Mohammad Ali (trading as M A Motors) [pdf]

    Final notices Published: 24/02/2021
    This final notice Mohammad Ali (trading as M A Motors) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  9. Final Notice 2019: Motor Mart Limited [pdf]

    Final notices Published: 11/01/2019
    This final notice (Motor Mart Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2017: Clive John Rosier [pdf]

    Final notices Published: 05/10/2017
    This final notice (Clive Rosier) refers to breaches of APER 2 and APER 7 for complaints-handling, failure to demonstrate that suitable advice was given and lack of fitness/propriety in the investment adviser sector. We imposed a fine, withdrawal and
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