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Showing 1631 to 1640 of 3283 search results for This Final Notice refers.

  1. Final Notice 2022: Andrew Mark Thomas Page [pdf]

    Final notices Published: 17/05/2022
    This Final Notice (Andrew Mark Thomas Page) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a prohibition and

  2. Final Notice 2019: Standard Life Assurance Limited [pdf]

    Final notices Published: 23/07/2019
    This final notice (Standard Life Assurance Limited) refers to breaches of PRIN 3, PRIN 6 and COBS related to the unfair treatment of customers in the Life Insurance sector. The FCA imposed a financial penalty.

  3. Final notice 2020: Platinum Heating Services Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Platinum Heating Services Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Cjo All Fleet Cars Limited [pdf]

    Final notices Published: 13/02/2019
    This final notice (Cjo All Fleet Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Samrat Deep Bhandari [pdf]

    Final notices Published: 05/04/2019
    This final notice (Samrat Deep Bhandari) refers to breaches of FIT, which relates to honesty, integrity and reputation. We imposed a prohibition order.

  6. Final Notice 2020: Guardian Home Improvements Limited [pdf]

    Final notices Published: 14/12/2020
    This final notice (Guardian Home Improvements Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Colin Victor Weedon [pdf]

    Final notices Published: 12/02/2019
    This final notice (Colin Victor Weedon) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2023: Andrew Michael Smith (trading as TRG Houghton) [pdf]

    Final notices Published: 31/01/2023
    This Final Notice (Andrew Michael Smith (trading as TRG Houghton)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a

  9. Final Notice 2020: Renewable Technology Group Limited [pdf]

    Final notices Published: 12/02/2020
    This final notice (Renewable Technology Group Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2020: Andrew Totney Developments Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Andrew Totney Developments Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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