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Showing 1681 to 1690 of 3283 search results for This Final Notice refers.

  1. Final Notice 2019: One Stop Financial Services Limited [pdf]

    Final notices Published: 09/01/2019
    This final notice (One Stop Financial Services Limited) refers to a failure to satisfy threshold conditions (COND), be open and co-operative with the Authority (PRIN 11), provide appropriate resources, be fit and proper, be ready willing and

  2. Final Notice 2018: Fabulous Flooring (South Yorkshire) Ltd [pdf]

    Final notices Published: 08/05/2018
    This final notice (Fabulous Flooring (South Yorkshire) Ltd ) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2022: Henderson Carter Associates Limited [pdf]

    Final notices Published: 17/05/2022
    This Final Notice (Henderson Carter Associates Limited) refers to breaches of PRIN 1 and Section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a public censure.

  4. Final Notice 2021: Robert Salisbury (trading as RLS Leasing) [pdf]

    Final notices Published: 02/08/2021
    This final notice (Robert Salisbury (trading as RLS Leasing) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  5. Final Notice 2019: Redline Motor Company (Shahjalal Uddin trading as) [pdf]

    Final notices Published: 02/10/2019
    This final notice (Redline Motor Company (Shahjalal Uddin trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

  6. Variation of permission

    Tasks for firms Published: 10/05/2015 Last modified: 03/05/2024
    If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP).

  7. Final Notice 2023: Philip Frederick Edwards (trading as Pe Cctv Direct) [pdf]

    Final notices Published: 31/01/2023
    This Final Notice (Philip Frederick Edwards (trading as Pe Cctv Direct)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed

  8. Final Notice 2019: Cathay International Holdings Limited [pdf]

    Final notices Published: 25/07/2019
    This final notice (Cathay International Holdings Limited) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. We imposed a financial penalty.

  9. Final Notice 2019: The Vehicle Repair Specialist (VRS) Limited [pdf]

    Final notices Published: 20/09/2019
    This final notice (The Vehicle Repair Specialist (VRS) Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Total Network Solutions (Europe) Limited [pdf]

    Final notices Published: 17/05/2019
    This final notice (Total Network Solutions (Europe) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a
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