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Showing 1791 to 1800 of 3283 search results for This Final Notice refers.

  1. Decision Notice 2022: C [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

  2. Notice of Decision 2023: Coleman T Limited [pdf]

    Decision notices Published: 04/09/2023
    This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation.

  3. Decision Notice 2022: B [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

  4. Notice of Decision 2023: Tradesneeds [pdf]

    Decision notices Published: 07/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2023: Usedcars4u [pdf]

    Decision notices Published: 06/09/2023 Last modified: 23/10/2023
    This Notice of Decision (Usedcars4u) refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2024: DUA LDN LTD [pdf]

    Decision notices Published: 02/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. FSA Final Notice 2011: AF Directions Limited [pdf]

    Final notices Published: 11/02/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against AF Directions Limited

  8. Notice of Decision 2024: Gavin Reid [pdf]

    Decision notices Published: 24/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2023: Denis Armitt [pdf]

    Decision notices Published: 17/07/2023
    This Notice of Decision (Denis Armitt) refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Information for firms on motor finance complaints 

    Consumer credit firms Published: 24/01/2024 Last modified: 12/04/2024
    Guidance for firms affected by the FCA's review into the historical use of discretionary commission arrangements (DCAs) in the motor finance industry.
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