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Showing 1881 to 1890 of 3283 search results for This Final Notice refers.

1881. Decision Notice 2022: Diego Urra [pdf]

      Decision notices Published: 07/12/2022
      This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

1882. FSA Final Notice 2011: Crimson Permanent Assurance Consultants Limited [pdf]

      Final notices Published: 06/04/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Crimson Permanent Assurance Consultants Limited

1883. FSA Final Notice 2011: Swift 1st Limited [pdf]

      Final notices Published: 08/09/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Swift 1st Limited

1884. FSA Final Notice 2012: Accendo Markets Limited [pdf]

      Final notices Published: 29/03/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Accendo Markets Limited

1885. Notice of Decision to Cancel 2024: Found Estates [pdf]

      Decision notices Published: 19/02/2024
      This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.

1886. Notice of Decision 2024: Hydrow Limited [pdf]

      Decision notices Published: 08/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.    

1887. Notice of Decision 2024: Harry Stockwell (previously known as Lowcost Cars) [pdf]

      Decision notices Published: 22/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

1888. Notice of Decision 2024: Solargrade Ltd [pdf]

      Decision notices Published: 25/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1889. Notice of Decision 2024: Allen Crapper [pdf]

      Decision notices Published: 06/02/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1890. Notice of Decision 2023: Lodge and Thomas [pdf]

      Decision notices Published: 13/12/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.