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Showing 2001 to 2010 of 3283 search results for This Final Notice refers.

  1. FSA Final Notice 2012: Quintillion Asset Management Limited [pdf]

    Final notices Published: 16/07/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Quintillion Asset Management Limited

  2. FSA Final Notice 2012: Steven Toole [pdf]

    Final notices Published: 03/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Steven Toole

  3. FSA Final Notice 2011: Westminster Mortgages Limited (In Liquidation) [pdf]

    Final notices Published: 15/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Westminster Mortgages Limited (In Liquidation)

  4. FSA Final Notice 2012: Mortgages UK 1970 [pdf]

    Final notices Published: 10/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mortgages UK 1970

  5. Notice of Decision to Cancel 2023: Trenton Law Limited [pdf]

    Decision notices Published: 28/11/2023
    “This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.”.

  6. FSA Final Notice 2012: Simon Wood trading as Wood Associates Independent Financial Services [pdf]

    Final notices Published: 25/07/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Simon Wood trading as Wood Associates Independent Financial Services

  7. Enforcement

    About us How we regulate Published: 21/04/2016 Last modified: 02/04/2024
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

  8. Notice of Decision 2024: Ftech Engineering Ltd [pdf]

    Decision notices Published: 19/03/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  9. FSA Final Notice 2011: David Pascall Andrew McGrath [pdf]

    Final notices Published: 17/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against David Pascall Andrew McGrath

  10. FSA Final Notice 2011: Mr Stephen Robert Allen [pdf]

    Final notices Published: 07/09/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Stephen Robert Allen
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