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Showing 2331 to 2340 of 3283 search results for This Final Notice refers.

  1. Payment Accounts Regulations 2015 (PARs)

    Tasks for regulated firms Published: 10/02/2016 Last modified: 10/02/2023
    Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve.

  2. FSA Final Notice 2012: John Blake [pdf]

    Final notices Published: 08/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against John Blake

  3. Decision Notice 2023: Rose Marie Anderson [pdf]

    Decision notices Published: 24/07/2023
    Notice of Decision: Rose Marie Anderson Conduct: Failing to carry on regulated activities Breaches: N/A

  4. Notice of Decision 2023: RGS Forfar Limited [pdf]

    Decision notices Published: 21/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. FCA Decision Notice 2015: Mark John Owen [pdf]

    Decision notices Published: 26/05/2015 Last modified: 26/05/2015
    This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector. Our view is that a

  6. Decision Notice 2023: Banque Havilland SA [pdf]

    Decision notices Published: 05/05/2023
    This Decision Notice (Banque Havilland SA) refers to breach of Principle 1 related to failing to conduct its business with integrity in the private banking sector. Our view is that a financial penalty of £10,000,000 should be imposed.

  7. FSA Final Notice 2012: Greenlight Capital Inc [pdf]

    Final notices Published: 15/02/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Greenlight Capital Inc

  8. Cryptoassets: our work

    Focus areas Published: 23/01/2019 Last modified: 03/05/2024
    Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.

  9. Decision Notice 2023: David Edward Weller [pdf]

    Decision notices Published: 05/05/2023
    This Decision Notice (David Edward Weller) refers to breach of Conduct Rule 1 (COCON 2.1.1R) related to failing to act with integrity in the private banking sector. Our view is that a financial penalty of £54,000 and prohibition should be imposed.

  10. FSA Final Notice 2012: Mian International Limited [pdf]

    Final notices Published: 14/08/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mian International Limited
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