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Showing 2371 to 2380 of 3284 search results for This Final Notice refers.

  1. Decision Notice: Robert Ward (Director of BHIM) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Robert Ward (Director of BHIM) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a

  2. FSA Final Notice 2012: Mortgages Mortgages [pdf]

    Final notices Published: 12/06/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mortgages Mortgages

  3. FSA Final Notice 2012: 3 Old Brothers Limited [pdf]

    Final notices Published: 15/08/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against 3 Old Brothers Limited

  4. FCA further decision notice 2016: Tariq Carrimjee [pdf]

    Decision notices Published: 05/02/2016 Last modified: 23/02/2016
    This further decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. Our view is that a prohibition should be imposed.

  5. Notice of Decision 2023: The Watercooler Warehouse Limited [pdf]

    Decision notices Published: 29/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2023: Lucasaide - Gems Limited [pdf]

    Decision notices Published: 21/12/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2024: Ispiri Wheels UK Ltd [pdf]

    Decision notices Published: 10/07/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  8. FSA Final Notice 2011: Richard Charles Wilson [pdf]

    Final notices Published: 14/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Richard Charles Wilson

  9. Notice of Decision 2024: The Vocational Academy Essex LTD [pdf]

    Decision notices Published: 11/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. FSA Final Notice 2013: EFG Private Bank Ltd [pdf]

    Final notices Published: 28/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against EFG Private Bank Ltd
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