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Showing 2391 to 2400 of 3284 search results for This Final Notice refers.

  1. FSA Final Notice 2011: PBF Financial Limited (In Liquidation) [pdf]

    Final notices Published: 30/11/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against PBF Financial Limited (In Liquidation)
  2. Notice of Decision 2024: Amalgamated Finance Limited [pdf]

    Decision notices Published: 24/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  3. Brexit resources

    Focus areas Published: 09/03/2018 Last modified: 12/08/2022
    This page lists our news and statements, speeches, publications and other pages related to Brexit.
  4. Decision Notice 2023: Darren Antony Reynolds [pdf]

    Decision notices Published: 28/09/2023
    This Decision Notice (Darren Antony Reynolds) refers to breaches of APER 1 and FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty and prohibition should be
  5. Notice of Decision 2024: J&D Motors Ltd [pdf]

    Decision notices Published: 29/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  6. FSA Final Notice 2012: Christian Littlewood [pdf]

    Final notices Published: 31/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Christian Littlewood
  7. Notice of Decision 2023: Michael Wenman Limited [pdf]

    Decision notices Published: 06/09/2023 Last modified: 23/10/2023
    This Notice of Decision (Michael Wenman Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.
  8. FSA Final Notice 2011: Credit Suisse (UK) Limited [pdf]

    Final notices Published: 25/10/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Credit Suisse (UK) Limited
  9. FSA Final Notice 2011: Gardner Massey Wright IFA Limited (GMW) - Mr Stephen Derek Foster [pdf]

    Final notices Published: 01/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Gardner Massey Wright IFA Limited (GMW) - Mr Stephen Derek Foster
  10. Notice of Decision 2024: Pringles Financial Services [pdf]

    Decision notices Published: 11/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.