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Showing 2401 to 2410 of 3284 search results for This Final Notice refers.
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FSA Final Notice 2011: Paul Lawrence Banfield [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Paul Lawrence Banfield -
FSA Final Notice 2011: The Connew Alliance Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against The Connew Alliance Limited -
Wholesale markets firm applicants
If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first. -
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FSA Final Notice 2011: Ashok Kumar Sharma trading as Shivani Claims Services [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Ashok Kumar Sharma trading as Shivani Claims Services -
Notice of Decision 2024: K K S Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2023: Michael Joseph Bentley [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2022: Ghana International Bank plc [pdf]
This Decision Notice (Ghana International Bank plc) refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the Corporate Banks sector. We imposed a financial penalty. -
FSA Final Notice 2011: McInroy & Wood Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against McInroy & Wood Limited -
Notice of Decision 2024: Christian James Cadwallader [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.