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Showing 2421 to 2430 of 3284 search results for This Final Notice refers.
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FSA Final Notice 2011: Stephen Selby trading as Selby Associates [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Stephen Selby trading as Selby Associates -
FSA Final Notice 2013: Pave Financial Management Ltd [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Pave Financial Management Ltd -
Notice of Decision 2024: Switch Cars 24/7 Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation. -
FSA Final Notice 2013: The Prudential Assurance Company Limited [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against The Prudential Assurance Company Limited -
Decision Notice 2017: Church Hill Finance (Anthony Badaloo trading as) [pdf]
This decision notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the investment adviser sector. Our view is that a cancellation should be imposed. -
Notice of Decision 2024: HN PERFORMANCE GROUP LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Trade Cars Of Bristol Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Bad Boy Motorz Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA Decision Notice 2013: Clive John Rosier [pdf]
This decision notice refers to breaches of APER 2 and 7 related to unfair treatment of customers in relation to complaints-handling and lack of fitness/propriety in the investment advisors and platforms sector. Our view is that a fine, withdrawal -
Notice of Decision 2024:VULCAN CARS UK LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.