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Showing 2451 to 2460 of 3282 search results for This Final Notice refers.

  1. Handbook Release 149

    Handbook Published: 14/05/2014 Last modified: 14/05/2014
    This Release contains pages to be inserted into your paper version of the Handbook to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  2. Handbook Release 143

    Handbook Published: 15/11/2013 Last modified: 15/11/2013
    This Release contains pages to be inserted into your paper version of the Handbook to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  3. Decision Notice: Corrado Abbattista [pdf]

    Decision notices Published: 16/09/2020 Last modified: 16/09/2020
    This Decision Notice refers to a breach of Article 15 of the Market Abuse Regulation. Our view is that the individual is not fit and proper and therefore a financial penalty and a prohibition should be imposed.

  4. FSA Final Notice 2013: Christopher Ollerenshaw [pdf]

    Final notices Published: 07/01/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Christopher Ollerenshaw

  5. Notice of Decision 2024: C A Car & Commercials Limited [pdf]

    Decision notices Published: 16/07/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  6. Notice of Decision 2024: Niddrie Motor Co Ltd [pdf]

    Decision notices Published: 05/03/2024
    “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”.

  7. Handbook Release 148

    Handbook Published: 25/04/2014 Last modified: 25/04/2014
    This Release contains pages to be inserted into your paper version of the Handbook to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  8. FCA Decision Notice 2013: Timothy Alan Roberts [pdf]

    Decision notices Published: 04/10/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of PRIN 1 and PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. Our view is that a fine and a prohibition should be imposed.

  9. FSA Final Notice 2012: Gracechurch Investments Limited (In Liquidation) [pdf]

    Final notices Published: 20/12/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Gracechurch Investments Limited (In Liquidation)

  10. Notice of Decision 2024: Alex Cars Bristol Ltd [pdf]

    Decision notices Published: 03/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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