Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 2461 to 2470 of 3282 search results for This Final Notice refers.

  1. Notice of Decision 2024: Finance Cars 4 U Limited [pdf]

    Decision notices Published: 16/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Handbook Release 139

    Handbook Published: 18/07/2013 Last modified: 12/08/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  3. Notice of Decision 2023: Guyon Capital Management Limited [pdf]

    Decision notices Published: 17/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2024: Anthony Thomas James Faulkner  [pdf]

    Decision notices Published: 23/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation.

  5. Handbook Release 140

    Handbook Published: 13/08/2013 Last modified: 01/10/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  6. FSA Final Notice 2011: Selvavinayakam Vigneswaran [pdf]

    Final notices Published: 22/08/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Selvavinayakam Vigneswaran

  7. FSA Final Notice 2013: Mr Sidney Cordle [pdf]

    Final notices Published: 27/03/2013 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Sidney Cordle.

  8. Handbook Release 137

    Handbook Published: 13/05/2013 Last modified: 13/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  9. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

  10. Handbook Release 138

    Handbook Published: 17/06/2013 Last modified: 17/06/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.
Related topics