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Showing 2641 to 2650 of 3282 search results for This Final Notice refers.

  1. Notice of Decision 2023: Ozen Financial Services Limited [pdf]

    Decision notices Published: 09/06/2023
    This Notice of Decision (Ozen Financial Services Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: Beacon Group International Limited [pdf]

    Decision notices Published: 23/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Decision Notice 2018: John Lawrence Radford [pdf]

    Decision notices Published: 26/01/2018
    This decision notice refers to breaches of APER 6 and APER 7 related to client money/assets in the general insurance and protection sector. Our view is that a fine and prohibition should be imposed.

  4. Notice of Decision 2023: Daniel Hobbs Automotive Limited [pdf]

    Decision notices Published: 04/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. FSA Final Notice 2013: Care Asset Management [pdf]

    Final notices Published: 27/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Care Asset Management

  6. FSA Final Notice 2013: Scott Briscoe Limited [pdf]

    Final notices Published: 25/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Scott Briscoe Limited

  7. Notice of Decision 2024: Gocar Motor Finance (UK) Ltd [pdf]

    Decision notices Published: 02/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. FSA Final Notice 2012: Kaupthing Singer and Friedlander Limited (in administration) [pdf]

    Final notices Published: 18/06/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Kaupthing Singer and Friedlander Limited (in administration)

  9. Decision Notice 2018: Mohammad Ataur Rahman Prodhan [pdf]

    Decision notices Published: 04/12/2018
    This decision notice refers to an alleged breach of APER 6, and allegedly being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have proposed imposing a financial penalty.

  10. Notice of Decision 2023: Buchanan Financial Group Limited [pdf]

    Decision notices Published: 03/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   
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