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Showing 2711 to 2720 of 3282 search results for This Final Notice refers.

  1. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  2. EBA Guidelines on ICT and Security Risk Management

    Statements Published: 25/06/2020 Last modified: 06/07/2020
    The FCA has notified the EBA that it intends to comply with the European Banking Authority (EBA) final Guidelines on ICT and security risk management for credit institutions, investment firms and payment service providers.

  3. Final Notice 2020: Claims & Credit Hire Limited [pdf]

    Final notices Published: 10/12/2020
    This FInal Notice for Claims & Credit Hire Limited (CCHL) has failed to respond to five separate requests for the provision of information considered by the Authority to be necessary to enable it to determine the Application.

  4. Notice of Decision 2024: Waste Spectrum Incineration Systems Limited [pdf]

    Decision notices Published: 30/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  5. Decision Notice: Tristan Freer (Director of BHIM) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Tristan Freer (Director of BHIM)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that

  6. Notice Decision 2024: Charity & Taylor Electronic Services Limited [pdf]

    Decision notices Published: 23/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2024: Mark Beckett T/A Skelton Car Company [pdf]

    Decision notices Published: 16/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. FCA Decision Notice 2016: Wage Payment and Payday Loans Limited [pdf]

    Decision notices Published: 14/07/2016 Last modified: 14/07/2016
    This decision notice refers to breaches of COND related to failing to satisfy Threshold Conditions in the consumer credit sector. We have decided to impose a cancellation.

  9. Notice of Decision 2023: Compensation Advice Accident Support Ltd [pdf]

    Decision notices Published: 25/05/2023
    This Notice of Decision (Compensation Advice Accident Support Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2023: Intelligent Protection Solutions JJH Ltd [pdf]

    Decision notices Published: 18/07/2023
    This Notice of Decision (Intelligent Protection Solutions JJH Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.
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