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Notice of Decision 2024: Wilson Motors Limited Liability-Partnership [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Annual fees: Online Invoices with FCA Chrysalis
Firms use the FCA online invoicing portal to access their invoices, pay their fees and more. The portal is the most efficient and environmentally friendly way for them to communicate with firms. Find out how to register and login below. -
British Steel Pension Scheme – our approach to enforcement
Read about the FCA's investigations into firms and individuals who provided unsuitable advice to consumers to transfer out of the British Steel Pension Scheme (BSPS), as well as other defined benefit (DB) pension schemes. -
Decision Notice 2021: BlueCrest Capital Management (UK) LLP [pdf]
This decision notice (BlueCrest Capital Management (UK) LLP) refers to breaches of Principle 8 related to conflicts of interest in the asset management sector. Our view is that a financial penalty should be imposed. -
FCA fines CGML £27,766,200 for failures in its trading systems and controls
The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200. -
Notice of Decision 2024: Non Mech Plant Co Ltd ( Previously known as U.C.S. Car And Finance Centre Limited) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Policy development update
The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive. -
Market Watch 79
Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024. -
REP data items FAQs
REP data items FAQs -
Financial crime resources
Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.