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Showing 2771 to 2780 of 3282 search results for This Final Notice refers.

  1. Competition enforcement powers information - October 2020

    FOI Release Date of Release: 16/10/2020
    FCA provides information relating to competition enforcement powers.

  2. US dollar LIBOR panel – 1 month to go

    News stories Published: 31/05/2023 Last modified: 31/05/2023
    FCA issues final messages before the important end-June 2023 deadline.

  3. The Evolution of the Mortgage Market

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    This is the text of the speech as drafted, which may differ from the delivered version. ... not undermine this and continues to have the consumer’s best interests in mind.

  4. Information on general insurance - October 2022

    FOI Release Date of Release: 17/10/2022
    FCA provides information on Acquisition of general insurance brokers approved and declined.

  5. Notice of Decision 2023: Cargo Marine International Consultants Limited [pdf]

    Decision notices Published: 17/11/2023
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  6. Our powers to ban a promotion or advert

    Tasks for firms Published: 05/05/2015 Last modified: 28/05/2024
    The FCA has the legal power to ban financial promotions or adverts that are unclear, unfair or misleading. Find out what actions the FCA can take and how it decides whether to act.

  7. Update on the LF Woodford Equity Income Fund

    News stories Published: 15/10/2019 Last modified: 08/07/2020
    On 15 October 2019, Link Fund Solutions Ltd (LFS), the Authorised Corporate Director (ACD) of the LF Woodford Equity Income Fund (WEIF) announced that it will not seek to re-open the WEIF and instead, it will look to wind-up the fund as soon as

  8. Understanding high-risk investments

    InvestSmart Last modified: 02/02/2024
    Often advertised as high-return investments, high-risk investments put your money at higher risk and should always be treated with caution.

  9. Primary Market Bulletin 32

    Newsletters Published: 03/12/2020 Last modified: 03/12/2020
    Welcome to the 32nd edition of the Primary Market Bulletin (PMB)

  10. Decision Notice: Bank House Investment Management Limited [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a
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