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Showing 2821 to 2830 of 3282 search results for This Final Notice refers.

2821. FCA bans former CIB Partners Limited CEO Arnold Eber

      Press Releases Published: 27/02/2014 Last modified: 27/02/2014
      assets. The Final Notice for Arnold Eber. ... The SLS bonds and asset portfolio, which are the subject of this Final Notice, underpinned certain products issued by Keydata Investment Services Limited (in administration) (Keydata).

2822. FCA censures London Capital & Finance plc

      Press Releases Published: 11/10/2023 Last modified: 11/10/2023
      The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.

2823. General FAQs for policyholders with business interruption insurance

      Firms Published: 29/01/2021 Last modified: 03/11/2022
      Guidance on how to make a claim and more information on clauses.

2824. FCA publishes Decision Notice for former UBS LIBOR trader

      Press Releases Published: 14/04/2016 Last modified: 14/04/2016
      On 19 December 2012 the FSA published a Final Notice against UBS and imposed on UBS a financial penalty of £160 million. ... The Final Notice stated that UBS had committed serious misconduct in respect of its LIBOR and EURIBOR submissions process,

2825. The FCA fines Tullett Prebon £15.4 million

      Press Releases Published: 11/10/2019 Last modified: 11/10/2019
      The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing

2826. First Supervisory Notice 2019: Coutts Automobiles Limited [pdf]

      Supervisory notices Published: 25/01/2019
      This first supervisory notice refers to a failure to satisfy the suitability threshold condition (COND) and breaches of PRIN. We varied the firm’s permission.

2827. Consumer credit – Ongoing service and end of agreement

      Consumer credit firms Published: 26/04/2019 Last modified: 03/02/2023
      We outline why your commitment to customers does not end after they enter into an agreement with you.

2828. FCA fines TFS-ICAP £3.44 million for market misconduct

      Press Releases Published: 23/11/2020 Last modified: 23/11/2020
      The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients.

2829. Consumer warning – Larksway Investments Limited (in Liquidation)

      News stories Published: 27/11/2018 Last modified: 18/05/2021
      Larksway Investments Limited (Larksway) was referred to the FCA's Enforcement and Market Oversight Division on 5 April 2016.

2830. Apply to approve an individual or firm

      Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
      Find out what you need to know before submitting your application.