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Showing 2831 to 2840 of 3282 search results for This Final Notice refers.

  1. Retail Prices Index changes and DB pension transfer redress

    Statements Published: 03/03/2021 Last modified: 10/03/2021
    We will amend our Finalised Guidance for firms on how to calculate redress for unsuitable DB transfers in mid-March 2021 to reflect Government changes to the way that the Retail Prices Index (RPI) inflation measure is calculated from 2030.

  2. IRHP: businesses in financial distress

    Consumers Published: 26/04/2016 Last modified: 14/12/2021
    How the IRHP review considers businesses in financial difficulty, businesses in administration and dissolved companies.

  3. So long LIBOR – 3 weeks to go

    Speeches Published: 10/12/2021 Last modified: 10/12/2021
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at delivered at Risk.net’s LIBOR telethon.

  4. TSB fined £48.65m for operational resilience failings

    Press Releases Published: 20/12/2022 Last modified: 20/12/2022
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,

  5. Borrowers in financial difficulty (BiFD) project – supporting those facing payment difficulties due to coronavirus – interim findings

    Focus areas Published: 18/01/2022 Last modified: 03/11/2022
    In March 2021, we launched the BiFD project to ensure firms continue to support borrowers in financial difficulty. As part of this work, we have been monitoring, gathering insight and acting where we have identified concerns at individual firms.

  6. FCA fines former fund manager Paul Stephany

    Press Releases Published: 05/02/2019 Last modified: 05/02/2019
    The Financial Conduct Authority (FCA) has fined Paul Stephany, a former fund manager at Newton Investment Management Limited, £32,200 for his conduct in relation to an Initial Public Offering (IPO) and a placing.

  7. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    We will then need to put the final proposals into our domestic legislation and rules, and we hope to consult formally on this by the end of the year. ... I intend to spend a little more time talking about this subject today.

  8. Financial promotions quarterly data 2024 Q1

    Data Published: 26/04/2024 Last modified: 26/04/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024.

  9. FCA bans the sale of crypto-derivatives to retail consumers

    Press Releases Published: 06/10/2020 Last modified: 06/10/2020
    The FCA has published final rules banning the sale of derivatives and exchange traded notes (ETNs) that reference certain types of cryptoassets to retail consumers

  10. Settlement in enforcement cases

    About us How we regulate Published: 22/04/2016 Last modified: 27/02/2024
    An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned.
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