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Showing 2851 to 2860 of 3284 search results for This Final Notice refers.

  1. FCA to strengthen financial promotions rules to protect consumers

    Press Releases Published: 19/01/2022 Last modified: 19/01/2022
    FCA is acting to address concerns about the ease and speed with which people can make high-risk investments

  2. FCA announces plans for stronger nudge towards pension guidance

    News stories Published: 01/12/2021 Last modified: 01/12/2021
    The FCA has today published final rules requiring firms to implement the stronger nudge to Pension Wise guidance.

  3. Product sales data: performance data FAQs

    Registers and systems Published: 06/05/2016 Last modified: 04/01/2022
    Product sales data: new mortgage requirements: performance data FAQs

  4. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    The final text of the Article refers to this determination being made by reference to a policy established by the firm itself. ... The UK is not permitted to impose additional requirements in relation to its transposition of this Article.

  5. FCA fines and prohibits trader for market abuse

    Press Releases Published: 04/03/2021 Last modified: 04/03/2021
    The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.

  6. FCA fines Threadneedle Asset Management Limited £6m

    Press Releases Published: 15/12/2015 Last modified: 15/12/2015
    This overstated the position. In fact, the individuals had not taken on all the responsibilities outlined in TAML’s response and consequently, the FSA’s concerns had not been fully addressed. ... To support this it has three operational objectives:

  7. FCA announces decision on synthetic US dollar LIBOR

    News stories Published: 03/04/2023 Last modified: 03/04/2023
    In November 2022, we consulted on proposals to require the continued publication of 1-, 3- and 6-month synthetic US dollar LIBOR after 30 June 2023 when the US dollar LIBOR panel is due to cease. 

  8. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  9. MLA E: Residential loans to individuals FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA E: Residential loans to individuals FAQs

  10. Partly contested cases, the pipeline and AML investigations

    Speeches Published: 04/04/2019 Last modified: 04/04/2019
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.
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