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Showing 2901 to 2910 of 3285 search results for This Final Notice refers.
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FCA bans and fines two individuals for market abuse
The Financial Conduct Authority (FCA) has banned and imposed financial penalties on two former Worldspreads Limited (WSL) employees. WSL, which operated a spread betting business, collapsed in March 2012. -
Payment Services Regulations 2017 and Electronic Money Regulations 2011
The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules. -
FCA fines Barclays £284,432,000 for forex failings
The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London. -
CP22/09: Expansion of the Dormant Assets scheme
We are consulting on changes to the FCA handbook to reflect the expansion of the Dormant Assets Scheme. -
PS18/21: SME access to the Financial Ombudsman Service - near-final rules
Following publication of this Policy Statement with near-final rules, we have now published final rules. Our final rules, which are unchanged from our near-final rules, extend access to the Financial Ombudsman Service (‘the ombudsman service’) -
FCA makes Market Investigation Reference for investment consultancy services
The Financial Conduct Authority (FCA) has today confirmed its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to investment consultancy and fiduciary management services. -
Benchmarks Regulation: our powers, policy and decision-making
Our policy approach to exercising our powers over critical benchmarks, and our decisions to use these powers to help manage an orderly wind-down of LIBOR. -
Treasury, Bank of England and FCA convene working group to facilitate investment in productive finance
The Treasury, the Bank of England and the FCA are convening an industry working group to facilitate investment in productive finance. -
Alex Hope pleads guilty to perverting the course of justice
Today, 7 March 2018, Alex Hope pleaded guilty to a charge of perverting the course of justice at the Inner London Crown Court. -
Applying to approve financial promotions for unauthorised persons
Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.