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Showing 2911 to 2920 of 3285 search results for This Final Notice refers.

  1. CP20/4: Quarterly Consultation Paper No 27

    Consultation papers Published: 06/03/2020 Last modified: 03/07/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  2. Two financial advisers banned and fined after investors lose out

    Press Releases Published: 18/10/2013 Last modified: 18/10/2013
    Despite the promise of guaranteed returns, most of those who invested during this period are likely to suffer substantial losses. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to

  3. Application to perform a controlled or senior management function: Connect

    Firms Published: 08/06/2016 Last modified: 04/10/2023
    Application to perform a controlled or senior management function

  4. Darren Newton banned from working in the financial services sector

    Press Releases Published: 20/12/2018 Last modified: 20/12/2018
    The Financial Conduct Authority (FCA) has today banned Darren Lee Newton from working in the financial services sector. The FCA discovered Mr Newton used customers’ money for the purchase of the debt management firm, First Step Finance Limited.

  5. Our approach to competition

    Corporate documents Published: 19/03/2024 Last modified: 21/03/2024
    The FCA promotes effective competition in the interests of consumers.

  6. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

  7. FCA fines and bans wife and bans husband financial advisor for lack of integrity

    Press Releases Published: 12/10/2017 Last modified: 12/10/2017
    The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 for attempting to mislead the FCA during an FCA

  8. FCA sets expectations ahead of incoming crypto marketing rules

    Press Releases Published: 07/09/2023 Last modified: 07/09/2023
    Tough new rules designed to make the marketing of cryptoasset products clearer and more accurate, and that ban incentives like ‘refer a friend’ bonuses, will come into force on 8 October.

  9. Darren Newton banned by the FCA for misappropriating client money

    Press Releases Published: 21/05/2018 Last modified: 21/05/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice, which sets out its decision to ban Darren Lee Newton from working in any regulated activity in the financial services sector.

  10. FCA decides to impose conditions on takeover of Link Group

    Press Releases Published: 12/09/2022 Last modified: 12/09/2022
    Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link
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