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FCA bans Phillip Harold Boakes and sentence of 10 years upheld
The Final Notice for Phillip Boakes. The FCA’s Press Release in relation to the prosecution action dated 6 March 2015. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and -
FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business
The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also -
Findings from our investment platforms costs and charges review – good and poor practice
In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review. -
Implementation group on changes to deliver switching options for mortgage prisoners
The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms. -
FCA fines and prohibits hedge fund Chief Investment Officer for market abuse
The FCA has fined Corrado Abbattista, formerly a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP, £100,000 for market abuse and prohibited him from performing any functions in relation to regulated -
Ring-fencing: Disclosures to consumers by non-ring-fenced bodies: PS16/9
We have published our final rules for non-ring-fenced bodies. -
FCA bans convicted fraudster from carrying out regulated activity
An FCA investigation found Mr Creed failed to inform the FCA about his bankruptcy and a disqualification as a company director -
CP17/31: Market infrastructure providers - 2017/18 fee rates
We are consulting on the setting of our 2017/18 periodic fee rates for market infrastructure providers. -
Shareholding notification and disclosure
There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information. -
FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)
Feedback on responses to our proposal to use our Article 23C and Article 21A powers under the Benchmarks Regulation for certain LIBOR settings.