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Showing 3221 to 3230 of 3286 search results for This Final Notice refers.
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FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings
The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes. -
FCA bans Paul Steel for unsuitable defined benefit transfer advice with £850k to be paid in redress
The FCA has banned Paul Steel of Estate Matters Financial Ltd (EMF) from working in financial services. -
Barclays fined £26m for failings surrounding the London Gold Fixing and former Barclays trader banned and fined for inappropriate conduct
We expect all firms to look hard at their reference rate and benchmark operations to ensure this type of behaviour isn’t being replicated. ... Without this, Barclays’ fine would have been £37,190,800 and Plunkett's fine would have been £136,600. -
FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice
The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from -
FG18/6: Helping tenants find alternatives to high-cost credit and what this means for social housing landlords
FG18/6: Helping tenants find alternatives to high-cost credit and what this means for social housing landlords -
Barclays fined £38 million for putting £16.5 billion of client assets at risk
Without this, the FCA would have imposed a penalty of £53,921,619. ... The Final Notice for Barclays Bank Plc. -
FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds
We consulted on reducing the potential for investor harm where the terms for dealing in some property funds are not aligned with the time it takes to buy or sell the buildings in which the funds invest in. -
The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014
February 2014. Policy statement in response to this consultation, including final rules for the new regime. ... March 2014. Final version of plain language guidance on the new consumer credit regime for firms and other stakeholders. -
Cost of Living: good and poor practice in the general insurance market
We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve. -
Insurance multi-firm review of outcomes monitoring under the Consumer Duty
Our review of insurance firm approaches to monitoring customer outcomes.