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Showing 351 to 360 of 3277 search results for This Final Notice refers.

  1. Final Notice 2018: Johnny Oxley [pdf]

    Final notices Published: 25/04/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. FCA Final Notice 2014: Ian Charles Hannam [pdf]

    Final notices Published: 22/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine.

  3. Final Notice 2015: EDS Insure Limited [pdf]

    Final notices Published: 25/06/2015 Last modified: 25/06/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  4. FCA Final Notice 2014: Anthony Verrier [pdf]

    Final notices Published: 29/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of FIT related to lack of fitness and propritey in the trading firms sector. We imposed a prohibition.

  5. Final notice 2016: Edge Performance 10 Limited [pdf]

    Final notices Published: 13/07/2016 Last modified: 13/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2017: HRS (Luton) Limited [pdf]

    Final notices Published: 02/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2023: MBG Scotland Limited [pdf]

    Final notices Published: 19/07/2023
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

  8. Final Notice 2017: Vicarge Autos Ltd [pdf]

    Final notices Published: 23/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2021: Donna Worsfold [pdf]

    Final notices Published: 02/12/2021
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

  10. FCA Final Notice 2013: Horn Express Ltd (formerly Qaran Express Money Transfer Limited) [pdf]

    Final notices Published: 30/04/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to client money/assets in the payment services sector. We imposed a public censure.
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