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Showing 611 to 620 of 3278 search results for This Final Notice refers.

611. Final Notice 2015: Nineveh Advisory Limited [pdf]

     Final notices Published: 13/01/2015 Last modified: 13/01/2015
     This final notice refers to breaches of Principle 11 related to threshold conditions in the investment adviser sector. We imposed a cancellation.

612. FCA Final Notice 2013: Leader Transfer Limited [pdf]

     Final notices Published: 04/11/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

613. FCA Final Notice 2014: David John Hewitt trading as Bexley Insurance Centre [pdf]

     Final notices Published: 12/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance, intermediary sector. We imposed a cancellation.

614. FCA Final Notice 2014: Citibank N.A. [pdf]

     Final notices Published: 12/11/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

615. Final Notice 2024: Igniter Pay UK Limited [pdf]

     Final notices Published: 21/03/2024
     This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.  

616. Final Notice 2017: Alt-P Limited [pdf]

     Final notices Published: 18/08/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

617. FCA Final Notice 2013: Montague Capital Limited [pdf]

     Final notices Published: 10/05/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the asset management sector. We imposed a cancellation.

618. Final Notice 2021: Active Claims (UK) Ltd [pdf]

     Final notices Published: 16/09/2021
     This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator in the claims management sector. We refused the firm’s application for authorisation.

619. Final Notice 2016: Justin Pollington-Woods [pdf]

     Final notices Published: 26/10/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

620. Final Notice 2018: Polmaise Community Credit Union Limited [pdf]

     Final notices Published: 29/03/2018
     This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.