Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 641 to 650 of 3278 search results for This Final Notice refers.

  1. FCA Final Notice 2014: Coffin Insurance Services [pdf]

    Final notices Published: 25/11/2014 Last modified: 26/11/2014
    This Final Notice refers to breaches of Principle 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  2. Final Notice 2017: Alistair Charles Proctor [pdf]

    Final notices Published: 08/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Home Systems AV LLP [pdf]

    Final notices Published: 31/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2022: Matza & Co Limited [pdf]

    Final notices Published: 15/02/2022
    This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.

  5. Final notice 2016: WH Car Sales Limited [pdf]

    Final notices Published: 27/01/2016 Last modified: 27/01/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2016: Jaypee Contracts Limited [pdf]

    Final notices Published: 30/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Ben John Kelly [pdf]

    Final notices Published: 22/02/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2016: Money Matcher Limited [pdf]

    Final notices Published: 14/09/2016
    This final notice refers to an application for Part 4A authorisation (“the Application”) by a firm holding Interim Permission in respect of the regulated activities subject to the Application. Due to concerns about the firm’s ability to

  9. Final Notice 2017: Reliable Runners Limited [pdf]

    Final notices Published: 13/03/2017
    This final notice refers to breaches of COND and Principle 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2015: Christopher David Peacher [pdf]

    Final notices Published: 01/07/2015 Last modified: 01/07/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the consumer credit and investment advisor sectors. We imposed a cancellation and a prohibition.
Related topics