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Showing 1001 to 1010 of 2368 search results for This Final Notice refers to a failure.

  1. FCA Final Notice 2013: UK Paymaster Limited [pdf]

    Final notices Published: 05/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  2. Final Notice 2020: Barclays [pdf]

    Final notices Published: 15/12/2020
    This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty.

  3. Final Notice 2015: Abid Hussain [pdf]

    Final notices Published: 10/06/2015 Last modified: 10/06/2015
    This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  4. Final Notice 2017: Nadeem Aslam [pdf]

    Final notices Published: 23/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Decision Notice 2023: John Charles Roche [pdf]

    Decision notices Published: 29/08/2023
    Headnote sentence: This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2023: SMG Performance Cars Limited (SMG) [pdf]

    Decision notices Published: 01/11/2023
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  7. Notice of Decision 2024: Learden Car Sales Ltd 2024 [pdf]

    Decision notices Published: 15/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Final notice 2016: Mark Thorogood [pdf]

    Final notices Published: 12/01/2016 Last modified: 12/01/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety and mortgage fraud in the mortgages sector. We imposed a refusal.

  9. FCA Final Notice 2014: Andrew Barlas [pdf]

    Final notices Published: 24/09/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to mortgage fraud in the mortgages sector. We imposed a public censure.

  10. Notice of Decision 2024: Velocity Global Trading Ltd [pdf]

    Decision notices Published: 02/07/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.
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