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Showing 1021 to 1030 of 2368 search results for This Final Notice refers to a failure.

  1. FCA Final Notice 2014: Michael Bains [pdf]

    Final notices Published: 06/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  2. Notice of Decision 2023: Car Sale Cap Limited [pdf]

    Decision notices Published: 27/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. FCA Final Notice 2013: Daniel Norris [pdf]

    Final notices Published: 23/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection. We imposed a cancellation.

  4. FCA Final Notice 2013: Alison Moran [pdf]

    Final notices Published: 04/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. We imposed a penalty.

  5. Final notice 2016: PDHL Limited [pdf]

    Final notices Published: 10/03/2016 Last modified: 10/03/2016
    This final notice refers to numerous breaches of CONC Chapter 8 related to an inability to meet Threshold Condition 2D (appropriate non-financial resources) and 2E (Suitability) in the Consumer Credit: Debt Management sector. We imposed a refusal of

  6. Notice of Decision 2023: Surrey Auto Group Limited [pdf]

    Decision notices Published: 28/11/2023
    “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”.

  7. Notice of Decision 2024: Hillington Park Cars Limited [pdf]

    Decision notices Published: 04/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2023: Chester Finance & Leasing Ltd [pdf]

    Decision notices Published: 17/07/2023
    This Notice of Decision (Chester Finance & Leasing Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024: Reid Motor Group Limited [pdf]

    Decision notices Published: 29/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: Stone Cold Classics Ltd [pdf]

    Decision notices Published: 13/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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