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Showing 1091 to 1100 of 2368 search results for This Final Notice refers to a failure.

  1. Final Notice 2017: Stuart Graham [pdf]

    Final notices Published: 28/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: John Abbott [pdf]

    Final notices Published: 28/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Decision Notice 2022: Barclays Bank plc [pdf]

    Decision notices Published: 21/10/2022
    This Decision Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty.

  4. Final Notice 2015: Magnus Michael Peterson [pdf]

    Final notices Published: 26/10/2015 Last modified: 26/10/2015
    This Final Notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector. We imposed a prohibition.

  5. Final Notice 2015: Stephen Allen [pdf]

    Final notices Published: 16/04/2015 Last modified: 16/04/2015
    This final notice refers to breaches of FIT related to lack of fitness and propriety and failing to be open and co-operative in the general insurance and protection sector. We imposed a prohibition.

  6. Notice of Decision 2023: Jacob & Jones Group Ltd (previously known as JACOB & JONES SPECIALIST CARS LTD) [pdf]

    Decision notices Published: 16/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. FCA Final Notice 2014: David Welsby [pdf]

    Final notices Published: 09/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 1 related to client money/assets in the asset management sector. We imposed a fine, withdrawal and a prohibition.

  8. Final Notice 2017: College Motors [pdf]

    Final notices Published: 03/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  9. Notice of Decision 2024: Burn Valley Automotive Ltd [pdf]

    Decision notices Published: 15/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Final Notice 2015: Eldonian Group Ltd [pdf]

    Final notices Published: 17/06/2015 Last modified: 17/06/2015
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.
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