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Showing 1131 to 1140 of 2368 search results for This Final Notice refers to a failure.

  1. Final notice 2016: David Michael Sayer trading as D M Sayer and Co (Insurance) [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  2. Notice of Decision: Car and Van Broker Limited [pdf]

    Decision notices Published: 03/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Final Notice 2024: William Hofstetter [pdf]

    Final notices Published: 11/03/2024
    This Final Notice (William Hofstetter) refers to a breach of APER Statement of Principle 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been agreed

  4. Notice of Decision 2024: RS AUTO SALES YORK LTD [pdf]

    Decision notices Published: 08/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. FCA Final Notice 2014: Paul Catterall [pdf]

    Final notices Published: 19/06/2014 Last modified: 07/04/2015
    This final notice refers to breaches of COND related to threshold conditions, and lack of fitness/propriety in the general insurance and protection sector. We imposed a refusal.

  6. FCA Final Notice 2014: Mohammed Hasan trading as Baba Money [pdf]

    Final notices Published: 02/06/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  7. Final Notice 2017: Charles Rooney [pdf]

    Final notices Published: 05/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Notice of Decision 2024: 247 Commercial Vehicles Ltd [pdf]

    Decision notices Published: 17/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024: McHughs Tyres and Fuel Ltd [pdf]

    Decision notices Published: 10/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  10. Final Notice 2017: Brian Richards [pdf]

    Final notices Published: 13/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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