Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1191 to 1200 of 2368 search results for This Final Notice refers to a failure.

  1. Our refusal process

    Firm authorisation Published: 06/09/2023 Last modified: 30/11/2023
    Understand the process if the FCA refuses your application for authorisation.

  2. Notice of Decision 2023: AP Paper Supplies Limited [pdf]

    Decision notices Published: 13/11/2023 Last modified: 10/01/2024
    This Notice of Decision (AP Paper Supplies Limited) refers to a failure to carry on regulated activity. We imposed a cancellation.

  3. Final Notice 2015: Forexex Limited [pdf]

    Final notices Published: 24/07/2015 Last modified: 24/07/2015
    This final notice refers to breaches of Payment Services Regulations 2009, Regulation 13, related to lack of fitness/propriety and failing to be open and co-operative with the Authority. We imposed a refusal of the firm’s application for

  4. Notice of Decision 2024: Portia Investment Advisors Ltd [pdf]

    Decision notices Published: 04/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

  5. FCA Final Notice 2014: City & Provincial and Mr Zaffar Hassan Tanweer [pdf]

    Final notices Published: 13/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 1 and FIT related to mortgage fraud in the mortgages and consumer credit sector. We imposed a prohibition (full), fine, withdrawal and cancellation.

  6. Notice of Decision 2023: Strabane Car and Van Ltd [pdf]

    Decision notices Published: 07/09/2023
    This Notice of Decision (Strabane Car and Van Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. FCA Final Notice 2014: Debt Plan UK Ltd [pdf]

    Final notices Published: 26/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

  8. Notice of Decision 2023: Station Road Cars Limited [pdf]

    Decision notices Published: 07/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024: Landscape Printing Systems Ltd [pdf]

    Decision notices Published: 26/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. FCA Final Notice 2013: Michael Conway [pdf]

    Final notices Published: 17/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the wealth management and private banking, investment advisers and platforms sector. We imposed a prohibition.
Related topics