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Showing 1271 to 1280 of 2368 search results for This Final Notice refers to a failure.
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Final Notice 2017: Michael Wilkinson Mortgages (trading as Michael Wilkinson) [pdf]
This final notice refers to breaches of PRIN 4, PRIN 11, SUP, MIPRU and COND related to failing to be open and co-operative and threshold conditions in the general insurance and protection and mortgages sector. We imposed a cancellation. -
Final Notice 2020: Commerzbank AG [pdf]
Final Notice: Commerzbank AG -
Notice of Decision 2024: MURRAY MOTORS (BELFAST) LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Final Notice 2022: Paul Seakens [pdf]
This Final Notice refers to breaches of FIT by an investment platform operator. We imposed a prohibition. -
Notice of Decision 2023: Tusk Capital Management Limited [pdf]
This Notice of Decision (Tusk Capital Management Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Lakeland Leisure Estates Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
FCA Final Notice 2013: Christopher Willford [pdf]
This final notice refers to breaches of APER 6 related to failing to act on information appropriately in the retail banks sector. We imposed a fine. -
Final Notice 2017: JT Motors [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Notice of Decision 2023: Daniel Hobbs Automotive Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2017: Afzal Ali [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.