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Showing 1731 to 1740 of 2368 search results for This Final Notice refers to a failure.

  1. Final notice 2016: Timothy Alan Roberts [pdf]

    Final notices Published: 08/04/2016 Last modified: 11/04/2016
    This final notice refers to breaches of APER 1 and APER 6 related to the unfair treatment of customers in the investment adviser sector. We imposed a fine and prohibition.

  2. Final Notice 2017: NRG Installer Ltd [pdf]

    Final notices Published: 06/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final notice: Andrew Barry Hart [pdf]

    Final notices Published: 13/10/2016
    This final notice refers to breaches of FIT related to a lack of fitness and propriety in the consumer credit sector. We imposed a prohibition.

  4. Final Notice 2018: Toby Warren Smith [pdf]

    Final notices Published: 08/05/2018
    This final notice (Toby Warren Smith) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2017: Hugo Henry Adkins [pdf]

    Final notices Published: 24/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Notice of Decision 2024: Mark Beckett T/A Skelton Car Company [pdf]

    Decision notices Published: 16/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. FCA Final Notice 2013: Daniel Christopher Conway [pdf]

    Final notices Published: 17/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the wealth management and private banking, investment advisers and platforms sector. We imposed a prohibition.

  8. Notice of Decision 2024: Wilson Motors Limited Liability-Partnership [pdf]

    Decision notices Published: 11/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  9. Final notice 2020: Intignis Media Ltd [pdf]

    Final notices Published: 21/05/2020
    This final notice (Intignis Media Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final notice 2019: Swell Vans Limited [pdf]

    Final notices Published: 28/01/2020
    This final notice (Swell Vans Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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