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Showing 1881 to 1890 of 2368 search results for This Final Notice refers to a failure.

  1. Final Notice 2018: Direct Savings (Scotland) Limited [pdf]

    Final notices Published: 01/02/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final notice 2016: Hunt Communications UK Limited [pdf]

    Final notices Published: 14/07/2016 Last modified: 14/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: Peterborough Trade Centre Ltd [pdf]

    Final notices Published: 24/09/2020 Last modified: 24/09/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2015: Barclays Bank PLC [pdf]

    Final notices Published: 20/05/2015 Last modified: 20/05/2015
    This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

  5. Final Notice 2017: Octopus Finance & Leasing Ltd [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final notice 2016: Geoffrey Harold Arthur Fincher [pdf]

    Final notices Published: 08/03/2016 Last modified: 08/03/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  7. Final Notice 2023: Lighthouse Advisory Services Limited [pdf]

    Final notices Published: 15/05/2023
    This Final Notice refers to breaches of Principles 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We published a public censure

  8. Final Notice 2020: Grove Automotive Limited [pdf]

    Final notices Published: 06/02/2020
    This final notice (Grove Automotive Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  9. Final notice 2020: Southampton Cars Limited [pdf]

    Final notices Published: 28/01/2020
    This final notice (Southampton Cars Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2018: Darren Colvin Cummings [pdf]

    Final notices Published: 08/06/2018
    This FCA final notice (Darren Colvin Cummings) refers to breaches of APER 1 and FIT relating to a lack of fitness and/propriety in the general insurance and mediation sector. We imposed a fine and prohibition.
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