Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 541 to 550 of 2363 search results for This Final Notice refers to a failure.

  1. Final Notice 2019: Northway Trading & Export Ltd [pdf]

    Final notices Published: 13/02/2019
    This final notice (Northway Trading & Export Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2020: Net Direct Car Sales Limited [pdf]

    Final notices Published: 26/06/2020
    This final notice (Net Direct Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and

  3. 2018 fines

    News stories Published: 08/01/2018 Last modified: 15/01/2019
    This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

  4. Final Notice 2019: Port Dundas Car Sales Limited [pdf]

    Final notices Published: 04/10/2019
    This final notice (Port Dundas Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Restasleep Yorkshire Limited [pdf]

    Final notices Published: 11/04/2019
    This final notice (Restasleep Yorkshire Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2021: Hudson Bay Finance Company Ltd [pdf]

    Final notices Published: 10/02/2021
    This final notice (Hudson Bay Finance Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  7. Final Notice 2019: Globe Auto Sales Ltd [pdf]

    Final notices Published: 12/02/2019
    This final notice (Globe Auto Sales Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2020: Asia Research and Capital Management Ltd [pdf]

    Final notices Published: 14/10/2020 Last modified: 14/10/2020
    This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118.

  9. Final Notice 2020: Red Tree Motor Company Limited [pdf]

    Final notices Published: 14/12/2020
    This final notice (Red Tree Motor Company Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: North London Van Centre Limited [pdf]

    Final notices Published: 19/09/2019
    This final notice (North London Van Centre Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
Related topics