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Showing 791 to 800 of 2363 search results for This Final Notice refers to a failure.
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Final notice 2016: Pacific Continental Securities (UK) Limited (In Liquidation) [pdf]
This final notice refers to breaches of Prin 4, Cond and IPRU-INV related to threshold conditions in the investment advisor sector. We imposed a cancellation. -
Notice of Decision 2023: Durrant Automobiles Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Love Automatics Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Carlisle Van Centre [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: D C Automotive Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: QA Dental Engineers [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Forum Vehicles Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA Final Notice 2013: Mr Rahul Shah [pdf]
This final notice refers to breaches of MAR related to market abuse in the investment adviser sector. We imposed a fine and prohibition. -
Notice of Decision 2023: Peel Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Troy Motors Limited 2024 [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.