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Showing 851 to 860 of 2363 search results for This Final Notice refers to a failure.

  1. FCA Final Notice 2014: Sesame Limited [pdf]

    Final notices Published: 29/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 8 and COBS related to conflicts of interest in the life insurance and investment adviser sector. We imposed a fine.

  2. Notice of Decision 2024: Stephen Edward Jeffery [pdf]

    Decision notices Published: 18/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2024: SheeWater Home Limited [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2024: Efficiency Boilers Ltd [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2024: The Bridge Money Advisory Service [pdf]

    Decision notices Published: 16/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2023: The Carrosserie Company (UK) Limited [pdf]

    Decision notices Published: 25/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  7. Notice of Decision 2023: Abel Motors Limited [pdf]

    Decision notices Published: 12/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2023: RGS Forfar Limited [pdf]

    Decision notices Published: 21/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024: Mr Kenneth Shuttleworth [pdf]

    Decision notices Published: 10/04/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  10. Notice of Decision 2023: Gordon John Stamper [pdf]

    Decision notices Published: 24/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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