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Showing 891 to 900 of 2364 search results for This Final Notice refers to a failure.

891. Notice of Decision 2023: Insure 24/7 Limited [pdf]

     Decision notices Published: 23/08/2023
     This Notice of Decision (Insure 24/7 Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

892. Notice of Decision 2024: Pringles Financial Services [pdf]

     Decision notices Published: 11/06/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

893. Notice of Decision 2024: Humberston Motors Limited [pdf]

     Decision notices Published: 19/03/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

894. FCA Final Notice 2013: Westwind UK Limited [pdf]

     Final notices Published: 21/06/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

895. Notice of Decision 2023: Brennan Automotive's Ltd [pdf]

     Decision notices Published: 10/10/2023
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

896. FCA Final Notice 2015: Tiuta Plc [pdf]

     Final notices Published: 05/11/2015 Last modified: 05/11/2015
     This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

897. Final Notice 2020: Goldman Sachs International (GSI) [pdf]

     Final notices Published: 22/10/2020 Last modified: 22/10/2020
     This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a financial penalty.

898. Notice of Decision 2024: Speedway Corner Garage Ltd [pdf]

     Decision notices Published: 16/07/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

899. FCA Final Notice 2013: Coöperatieve Centrale Raiffeisen–Boerenleenbank B.A. (Rabobank) [pdf]

     Final notices Published: 29/10/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 2, PRIN 3, and PRIN 5 related to benchmarks in the investment banks sector. We imposed a fine.

900. Notice of Decision 2023: Michael Wenman Limited [pdf]

     Decision notices Published: 06/09/2023 Last modified: 23/10/2023
     This Notice of Decision (Michael Wenman Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.