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Showing 901 to 910 of 2364 search results for This Final Notice refers to a failure.

  1. Notice of Decision 2024: J&D Motors Ltd [pdf]

    Decision notices Published: 29/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: Christian James Cadwallader [pdf]

    Decision notices Published: 28/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Final Notice 2017: Tesco plc [pdf]

    Final notices Published: 28/03/2017
    This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution.

  4. Notice of Decision 2023: Michael Joseph Bentley [pdf]

    Decision notices Published: 03/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Final notice 2016: Naimat Gul [pdf]

    Final notices Published: 22/08/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Notice of Decision 2023: James Anthony Donaldson (trading as Castle Credit Company) [pdf]

    Decision notices Published: 12/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Final notice 2015: AR Capital [pdf]

    Final notices Published: 12/11/2015 Last modified: 12/11/2015
    This final notice refers to an applicant for Part 4A permission not satisfying the FCA’s appropriate resources and suitability threshold conditions. We refused the application.

  8. Notice of Decision 2023: A.S. Tractors (Scotland) Ltd [pdf]

    Decision notices Published: 07/09/2023
    This Notice of Decision (A.S. Tractors (Scotland) Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Final Notice 2017: M V Autos [pdf]

    Final notices Published: 23/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Notice of Decision 2024: Headstone Associates Limited [pdf]

    Decision notices Published: 26/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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