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Showing 931 to 940 of 2365 search results for This Final Notice refers to a failure.

931. Notice of Decision 2024: Bad Boy Motorz Ltd [pdf]

     Decision notices Published: 20/03/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

932. Final notice 2016: Jawad Khan [pdf]

     Final notices Published: 25/02/2016 Last modified: 25/02/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

933. FCA Final Notice 2013: John Dixon [pdf]

     Final notices Published: 03/06/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

934. Notice of Decision 2024: Ashworths Of London (Finance) Ltd [pdf]

     Decision notices Published: 24/06/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

935. Final Notice 2022: BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited [pdf]

     Final notices Published: 08/12/2022
     This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Trading Firm sector. We imposed a financial

936. Notice of Decision 2024: C A Car & Commercials Limited [pdf]

     Decision notices Published: 16/07/2024
     This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

937. Notice of Decision 2024: Delicious Fine Foods Ltd [pdf]

     Decision notices Published: 02/07/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

938. Notice of Decision 2024: The Car Leasing Warehouse Ltd [pdf]

     Decision notices Published: 05/01/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

939. Notice of Decision 2024: NATIONAL CAR FINANCE LTD [pdf]

     Decision notices Published: 10/07/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

940. Notice of Decision 2024: A-Z Motors (Peterborough) Limited [pdf]

     Decision notices Published: 15/01/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.