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Showing 951 to 960 of 2365 search results for This Final Notice refers to a failure.

  1. Final Notice 2017: John Green [pdf]

    Final notices Published: 02/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  2. Notice of Decision 2024: Alex Cars Bristol Ltd [pdf]

    Decision notices Published: 03/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  3. Final Notice 2024: Robert Harriss [pdf]

    Final notices Published: 24/05/2024
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the credit broker sector. We imposed a prohibition.
  4. Notice of Decision 2024: Dataphone Communications Limited [pdf]

    Decision notices Published: 03/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 
  5. Notice of Decision 2024: Anthony Thomas James Faulkner  [pdf]

    Decision notices Published: 23/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation.
  6. FCA Final Notice 2013: Omar Sohail Zaman (trading as Worldwide Money Exchange) [pdf]

    Final notices Published: 07/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.
  7. Final notice 2016: Patrick Gray [pdf]

    Final notices Published: 09/06/2016 Last modified: 09/06/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.
  8. Notice of Decision 2023: Guyon Capital Management Limited [pdf]

    Decision notices Published: 17/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  9. Notice of Decision 2023: 1st Green Deal Ltd [pdf]

    Decision notices Published: 18/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  10. Notice of Decision 2024: House of Cars (Yorkshire) Ltd [pdf]

    Decision notices Published: 12/01/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.