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Showing 951 to 960 of 2365 search results for This Final Notice refers to a failure.
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Final Notice 2017: John Green [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Notice of Decision 2024: Alex Cars Bristol Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Robert Harriss [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the credit broker sector. We imposed a prohibition. -
Notice of Decision 2024: Dataphone Communications Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Anthony Thomas James Faulkner [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation. -
FCA Final Notice 2013: Omar Sohail Zaman (trading as Worldwide Money Exchange) [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final notice 2016: Patrick Gray [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
Notice of Decision 2023: Guyon Capital Management Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: 1st Green Deal Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: House of Cars (Yorkshire) Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.